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DM

David C. Miller

FIRST HEARTLAND CAPITAL
HOLLYWOOD, FL
CRD#: 2494409
Some features on this profile are disabled
DM
David Charles MillerFIRST HEARTLAND CAPITAL

Professional summary

David Charles Miller is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Hollywood, Florida.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Charles Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 15, 2026 - Present

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
HOLLYWOOD, FL
Past

June 14, 2024 - March 24, 2026

OSAIC WEALTH, INC.

RIA
CRD#: 23131
NEW YORK, NY
Past

June 14, 2024 - March 24, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
NEW YORK, NY
Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
NEW YORK, NY
Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

BD
CRD#: 10205
NEW YORK, NY
Past

June 29, 2017 - July 17, 2020

INVESTACORP ADVISORY SERVICES INC

RIA
CRD#: 109011
NEW YORK, NY
Past

June 15, 2017 - July 17, 2020

INVESTACORP, INC.

BD
CRD#: 7684
NEW YORK, NY
Past

August 31, 2012 - June 15, 2017

CALTON & ASSOCIATES, INC.

RIA
CRD#: 20999
NEW YORK, NY
Past

August 31, 2012 - June 15, 2017

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
NEW YORK, NY
Past

July 29, 2002 - September 4, 2012

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
NEW YORK, NY
Past

June 10, 1994 - September 4, 2012

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/15/2026)
RR
Alaska
(5/18/2026)
RR
California
(5/18/2026)
RR
Florida
(5/18/2026)
RR
New Jersey
(5/19/2026)
RR
New York
(5/19/2026)
RR
Vermont
(5/18/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/18/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/9/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/27/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FH
FIRST HEARTLAND CAPITAL, INC.
FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460 / SEC#: , 8-46008

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367
Mailing Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Phone number
(636) 625-0900
Established
Missouri since 10/01/2005
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT1058737
CHRISTY, ZEONIA MCHIEF COMPLIANCE OFFICER4067924
HALL, BRANDON WAYNECHIEF INFORMATION OFFICER5113480
HOFF, SCOTT MCHIEF OPERATIONS OFFICER5008279
JEHLE, JEANNE ANNFINOP4885198

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460Hollywood, FL

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