Kimberly A. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Jones, who also goes by Kimberly A Jones, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1994. Kimberly had worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2006 - December 5, 2023
GW & WADE ASSET MANAGEMENT COMPANY, LLC
March 12, 2002 - April 26, 2006
LEERINK PARTNERS LLC
August 29, 2000 - April 27, 2001
TUCKER ANTHONY INCORPORATED
August 23, 1994 - August 25, 2000
CIBC WORLD MARKETS CORP.
June 17, 1994 - August 2, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GW & WADE ASSET MANAGEMENT COMPANY, LLC
CRD#: 25745 / SEC#: , 8-42013
Contact information
Documents
Red Flags
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