Jeremy L. Slovik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Lee Slovik, who also goes by Lee Slovik, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1994. Jeremy had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 1998 - November 19, 1998
SEABOARD SECURITIES, INC.
July 16, 1997 - December 15, 1997
ROYAL HUTTON SECURITIES CORP.
April 10, 1997 - July 18, 1997
INVESTORS ASSOCIATES, INC.
July 7, 1994 - March 11, 1997
STERLING FOSTER & COMPANY, INC.
June 28, 1994 - July 8, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEABOARD SECURITIES, INC.
CRD#: 755 / SEC#: , 8-44373
Contact information
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
