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Nicolina A. Stewart

BRADENTON, FL 34211
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CRD#: 2494144
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Professional summary


Nicolina A Stewart, who also goes by Caron R Cast, Caron C Stewart, Caron C Stewart, was a registered financial advisor .

Nicolina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nicolina had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Caron R Cast | Caron C Stewart | Caron C Stewart

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CMA SOLUTIONS, INC. / TAX PREP, ACCOUNTING, BOOKKEEPING / APPROVED 12/29/06

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2025 - Present

Office #1: 5910 Post Blvd #110571, Bradenton, FL 34211
BRADENTON, FL
Past

September 8, 2009 - September 22, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

July 11, 2008 - September 8, 2009

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
SARASOTA, FL
Past

September 26, 2007 - July 7, 2008

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
TAMPA, FL
Past

September 19, 2007 - July 7, 2008

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
TAMPA, FL
Past

August 22, 2006 - September 5, 2013

CMA, INC.

RIA
CRD#: 140707
TAMPA, FL
Past

February 25, 2002 - September 27, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
TAMPA, FL
Past

February 20, 2002 - September 27, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
TAMPA, FL
Past

December 18, 2000 - January 3, 2002

INTL CUSTODY & CLEARING SOLUTIONS INC.

BD
CRD#: 23952
BIRMINGHAM, AL
Past

January 1, 1998 - April 1, 1998

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

December 2, 1996 - September 12, 1997

NYLIFE SECURITIES LLC

BD
CRD#: 5167
NEW YORK, NY
Past

August 18, 1994 - November 18, 1996

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

August 18, 1994 - November 18, 1996

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/28/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/30/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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