Robert Gossett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gossett, who also goes by Rob Gossett, Robert Brian Gossett, Robert B Gossetti, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2010 - April 27, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 25, 2009 - November 22, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2009 - November 22, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 28, 2008 - June 2, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 27, 2006 - June 27, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 2006 - June 27, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 2005 - October 24, 2006
JANUS HENDERSON DISTRIBUTORS US LLC
March 1, 2002 - March 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2002 - March 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 1997 - October 24, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1995 - November 11, 1996
CHARLES SCHWAB & CO., INC.
August 18, 1994 - March 9, 1995
AMERIPRISE ADVISOR SERVICES, INC.
May 26, 1994 - June 21, 1994
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
