Franklin L. Meeder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Leonard Meeder III, who also goes by Frank Meeder, Franklin Leonard Meeder, Franklin Meeder, Franklin Leonard Meeder III, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 1994. Franklin had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2014 - December 23, 2015
VOYA FINANCIAL ADVISORS, INC.
January 24, 2014 - December 23, 2015
VOYA FINANCIAL ADVISORS, INC.
November 13, 2012 - September 6, 2013
NYLIFE SECURITIES LLC
May 7, 2012 - October 24, 2012
HORNOR, TOWNSEND & KENT, LLC
March 1, 2012 - October 24, 2012
HORNOR, TOWNSEND & KENT, LLC
August 24, 2010 - March 2, 2012
WADDELL & REED
August 24, 2010 - March 2, 2012
WADDELL & REED
February 11, 2010 - September 3, 2010
MSI FINANCIAL SERVICES, INC.
September 22, 2009 - September 3, 2010
MSI FINANCIAL SERVICES, INC.
December 9, 2008 - September 4, 2009
BB&T INVESTMENT SERVICES, INC.
December 9, 2008 - September 4, 2009
BB&T INVESTMENT SERVICES, INC.
October 31, 2005 - December 16, 2008
MSI FINANCIAL SERVICES, INC.
September 14, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 14, 2005 - December 16, 2008
MSI FINANCIAL SERVICES, INC.
March 23, 2005 - September 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 25, 2004 - September 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 23, 1998 - August 12, 2004
VALIC FINANCIAL ADVISORS, INC.
June 1, 1995 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
May 31, 1994 - April 19, 1995
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
