Susan M. Brooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Maisch Brooks MRS, who also goes by Susan Maisch Brooks, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1994. Susan had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2004 - December 10, 2008
WEALTH MANAGEMENT GROUP
February 5, 2001 - February 1, 2016
FSC SECURITIES CORPORATION
August 16, 1994 - February 1, 2016
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTH MANAGEMENT GROUP
CRD#: 108749 / SEC#: 801-41117
Contact information
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 51,558,510 |
Red Flags
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