Timothy J. Schaefer

MORRIS, MN 56267

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CRD#: 2493666

Professional summary

Timothy John Schaefer, CFP® was a registered financial advisor .

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Timothy had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Business Succession Planning

Retirement Planning

Estate Planning

Comprehensive Financial Planni...

Insurance Planning

Investment Planning

Small Business Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Name of other business: Encore Consultants, LLC - Investment-related: No - Address: 715 Atlantic Ave, Morris, MN 56267 - Nature of the other business: Business Consulting - Position/title/duties: Owner; provides business consulting services for clients who currently operate their own business, are considering starting a business, or are planning to exit their current business - Start date: 05/2014 - Approximate number of hours/month devoted to the other business: 48 - Number of hours devoted during securities trading hours: 24

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 15, 2025 - Present

Office #1: 715 Atlantic Avenue, Morris, MN 56267

MORRIS, MN

Past

March 16, 2020 - September 11, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

MORRIS, MN

Past

March 16, 2020 - September 11, 2025

LPL FINANCIAL LLC

CRD#: 6413

MORRIS, MN

Past

January 31, 2014 - March 16, 2020

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MORRIS, MN

Past

December 16, 2003 - March 16, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

MORRIS, MN

Past

August 12, 1998 - December 17, 2003

EAGLE ONE INVESTMENTS, LLC

CRD#: 45254

WASHINGTON, IA

Past

July 21, 1998 - August 12, 1998

EAGLE ONE INVESTMENTS, LLC

CRD#: 45254

Past

April 8, 1998 - July 24, 1998

MJK CLEARING, INC.

CRD#: 8678

MINNEAPOLIS, MN

Past

January 9, 1998 - April 15, 1998

FINTEGRA, LLC

CRD#: 16741

MINNEAPOLIS, MN

Past

August 18, 1994 - December 31, 1997

PROFESSIONAL ASSET MANAGEMENT, INC.

CRD#: 21125

TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1994

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Timothy J. Schaefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EAGLE ONE INVESTMENTS, LLC

EAGLE ONE INVESTMENTS, LLC

MJK CLEARING, INC.

FINTEGRA, LLC

PROFESSIONAL ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/1999

Series 63

Date: 8/26/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1994

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Contact information

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