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DD

Daniel F. Dugan

Some features on this profile are disabled
CRD#: 2493551
DD

Professional summary

Daniel Francis Dugan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Daniel is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Daniel had worked at 2 firms, which includes AMERIPROP INC., BUCKHEAD FINANCIAL CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 17, 1995 - December 18, 1997

AMERIPROP, INC.

BD
CRD#: 24305
MELVILLE, NY
Past

June 20, 1994 - January 16, 1995

BUCKHEAD FINANCIAL CORPORATION

BD
CRD#: 18398

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/15/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1994
General Securities Representative Examination

Current Firm

AI
AMERIPROP, INC.
AMERIPROP, INC.

CRD#: 24305 / SEC#: , 8-41247

BD
Terminated by SEC on 11/22/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 07/09/1984
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KLEIN, STEVEN DOUGLASPRESIDENT1940511

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERIPROP, INC.

CRD#: 24305

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