Kieran F. Stirling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kieran Fergus Stirling, who also goes by Kieran F Stirling, was a registered financial professional .
Kieran is a previously registered financial professional and started their career in finance in 1994. Kieran had worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2019 - May 26, 2021
DIRECTED SERVICES LLC
July 13, 2017 - February 6, 2019
SAMMONS FINANCIAL NETWORK, LLC
September 13, 2016 - June 19, 2017
ADP BROKER-DEALER, INC.
August 15, 2012 - December 6, 2013
AST INVESTOR SERVICES LLC
March 25, 2009 - September 3, 2010
VOYA INVESTMENT MANAGEMENT CO. LLC
March 17, 2009 - September 3, 2010
VOYA INVESTMENTS DISTRIBUTOR, LLC
December 17, 2007 - March 9, 2009
GUARDIAN INVESTOR SERVICES LLC
February 23, 2007 - December 11, 2007
CURIAN CAPITAL, LLC
February 22, 2007 - December 11, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 9, 2006 - October 6, 2006
BLACKROCK FINANCIAL MANAGEMENT, INC
October 5, 2004 - June 9, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
March 12, 2001 - October 6, 2006
BLACKROCK INVESTMENTS, LLC
August 1, 2000 - January 2, 2001
NATIXIS SECURITIES AMERICAS LLC
December 15, 1998 - August 8, 2000
BLACKROCK INVESTMENTS, LLC
May 1, 1995 - December 4, 1998
PXP SECURITIES CORP.
June 1, 1994 - April 3, 1995
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DIRECTED SERVICES LLC
CRD#: 21675 / SEC#: 801-32675, 8-39104
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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