Marc P. Gast
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Patrick Gast was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1994. Marc had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2001 - October 3, 2007
EMMETT A LARKIN COMPANY, INC.
December 17, 1998 - June 13, 2001
GUNNALLEN FINANCIAL, INC
September 9, 1994 - December 3, 1998
BARRON CHASE SECURITIES, INC.
June 9, 1994 - September 13, 1994
FAIRCHILD FINANCIAL GROUP, INC.
May 26, 1994 - June 16, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMMETT A LARKIN COMPANY, INC.
CRD#: 6625 / SEC#: , 8-11922
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
