Deborah L. Chiumento
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Little Chiumento, CFP®, who also goes by Deborah Ann Little, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1994. Deborah had worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2013 - June 30, 2014
LAU ASSOCIATES LLC
August 9, 2005 - February 2, 2012
BESSEMER INVESTOR SERVICES, INC.
January 14, 2003 - December 16, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 10, 2001 - December 16, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 6, 1994 - April 21, 1997
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAU ASSOCIATES LLC
CRD#: 105608 / SEC#: 801-24354
Contact information
Red Flags
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