JD
Jason A. Dumont
WEALTH ADVISORS GROUP
Coralville, IA 52241
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CRD#: 2493241
JD
Professional summary
Jason Alan Dumont is a registered financial advisor currently at WEALTH ADVISORS GROUP, LLC located in Coralville, Iowa.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jason has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KMG Holdings, PO Box 78, North Liberty IA 52317. Owner, convenience store. 2hrs/moth. none during trading hrs. 2) Dumont Investments, Box 78 North Liberty IA 52317. Owner, Land development company. 2hrs/month. none during trading hrs. 3) GHS Development, North Liberty IA 52317. Residential housing development. 10 hrs/month, 5 during trading hrs. 4) JDSD Farms, PO Box 78 Salon IA 52333 Co-owner farm ground. 30 hrs/month. 10 hrs during trading. 5) JDSD Rentals, PO Box 78, North Liberty, IA 52317. Owner, real estate rentals. 30hrs/month. 10hrs during trading. 6) The Boulders, LLC, PO Box 78, North Liberty, IA 52317. Land development. 10 hrs/month, 5 during trading hrs. 7) Wealth Advisors Group LLC, 2771 Oakdale Blvd, Suite 1, Coralville IA 52341. advisor. 65 hrs/month all during trading hrs. 8) Jason Dumont, Sole Proprietor; Fixed Insurance Sales; Insurance Agent; Investment Related; Coralville, IA; Started 07/1993 9) Private Client Services; Registered Representative; Investment Related; Broker Dealer Business; Coralville, IA; Started 01/2018 10)BDKG Properties; Co-Owner; Real state holding company; ; Started 11/2018 11) Wolf Creek Pork, LLC; Co-Owner; Not Investment Related; 11/2019; North Liberty, IA; 10 Hours Per Month/0 Hours During Securities Trading 12) Wolf Creek Acres, LLC; Co-Owner; Not Investment Related; 09/2019; North Liberty, IA; 10 Hours per month/0 Hours during securities trading 13) SHG Builders; Owner; Not Investment Related; 07/2021; North Liberty, IA; 25 Hours per month/10 hours during securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Alan Dumont's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2018 - Present
WEALTH ADVISORS GROUP, LLC
Office #1: 2771 Oakdale Boulevard, Suite 4, Coralville, IA 52241RIA
CRD#: 291648
Coralville, IA
Past
January 15, 2018 - April 24, 2023
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
Coralville, IA
Past
January 20, 2004 - January 12, 2018
SII INVESTMENTS, INC.
RIA
CRD#: 2225
CORALVILLE, IA
Past
August 2, 2002 - January 12, 2018
SII INVESTMENTS, INC.
BD
CRD#: 2225
CORALVILLE, IA
Past
December 27, 1999 - August 1, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
IOWA CITY, IA
Past
June 15, 1998 - August 1, 2002
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
February 27, 1997 - June 15, 1998
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
June 29, 1994 - February 27, 1997
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS GROUP, LLC
WEALTH ADVISORS GROUP, LLC
CRD#: 291648 / SEC#: 801-112281
RIA
Registered Investment Advisory firm - (1/10/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/18/2018)
IAR
Texas(1/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 1/4/1999
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
WA
WEALTH ADVISORS GROUP, LLC
WEALTH ADVISORS GROUP, LLC
CRD#: 291648 / SEC#: 801-112281
RIA
Registered Investment Advisory firm - (1/10/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2771 Oakdale Boulevard, Suite 4, Coralville, IA 52241
Mailing Address
Phone number
(319) 626-3589
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 787 |
| AUM (Assets Under Management) | $ 215,907,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
