Cody J. Corrubia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cody Jarrett Corrubia was a registered financial professional .
Cody is a previously registered financial professional and started their career in finance in 1995. Cody had worked at 14 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2019 - October 12, 2020
COVA CAPITAL PARTNERS LLC
July 29, 2016 - February 22, 2017
OSPREY PARTNERS LLC
February 18, 2014 - August 7, 2014
NEWPORT COAST SECURITIES, INC.
October 8, 2013 - January 30, 2014
CASIMIR CAPITAL L.P.
September 19, 2012 - June 18, 2013
TERRANOVA CAPITAL EQUITIES, INC
May 10, 2012 - September 14, 2012
SOURCE CAPITAL GROUP, INC.
March 26, 2010 - February 28, 2011
R. F. LAFFERTY & CO., INC.
December 12, 2008 - August 17, 2009
VIEWPOINT SECURITIES, LLC
October 9, 2008 - December 10, 2008
SYNERGY INVESTMENT GROUP, LLC
November 12, 2004 - October 7, 2008
WESTMINSTER SECURITIES CORPORATION
August 12, 2003 - December 17, 2004
ARJENT LTD.
February 13, 2003 - June 25, 2003
WESTMINSTER SECURITIES CORPORATION
September 9, 2002 - February 12, 2003
PHILLIP LOUIS TRADING, INC.
August 26, 1999 - September 9, 2002
WM. V. FRANKEL & CO., INCORPORATED
November 18, 1997 - August 24, 1999
WESTMINSTER SECURITIES CORPORATION
October 30, 1995 - March 15, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/16/1999
Limited Representative-Equity Trader ExamCurrent Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
