Walter M. Holtzberg
Professional summary
Walter Morris Holtzberg was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Walter is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Walter had worked at 3 firms, which includes MARK BOYAR & COMPANY INC., S. D. COHN & CO., SCHWEICKART & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1983 - January 8, 1997
MARK BOYAR & COMPANY, INC.
August 20, 1974 - December 28, 1982
S. D. COHN & CO.
May 22, 1969 - August 30, 1974
SCHWEICKART & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 9/16/1968
Registered Representative ExaminationCurrent Firm
MARK BOYAR & COMPANY, INC.
CRD#: 11548 / SEC#: , 8-23728
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOYAR, MARK ALAN | PRESIDENT, CHIEF COMPLIANCE OFFICER | 27586 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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