Scott A. Hudson

S.H. CAPITAL MANAGEMENT

Boca Raton, FL 33431

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CRD#: 2493096

Professional summary

Scott Anthony Hudson is a registered financial advisor currently at S.H. CAPITAL MANAGEMENT CORP. located in Boca Raton, Florida.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Hudson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2007 - Present

S.H. CAPITAL MANAGEMENT CORP.

Office #1: 301 Yamato Road , Suite 4110, Boca Raton, FL 33431

RIA

CRD#: 145239

Boca Raton, FL

Past

January 5, 2005 - August 31, 2007

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

CRD#: 118812

BOCA RATON, FL

Past

December 18, 2001 - January 24, 2005

AVALON RESEARCH GROUP, INC.

CRD#: 39815

BOCA RATON, FL

Past

May 2, 2000 - September 7, 2001

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

Past

June 7, 1999 - April 3, 2000

NORTH AMERICAN INSTITUTIONAL BROKERS

CRD#: 20574

FT. LAUDERDALE, FL

Past

May 24, 1994 - June 9, 1999

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/21/2009)

IAR

Florida
(12/19/2007)

IAR

New York
(8/6/2021)

IAR

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/15/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/1/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

S.H. CAPITAL MANAGEMENT CORP.

S.H. CAPITAL MANAGEMENT CORP. | SEEMAN HOLTZ FINANCIAL CORP.

CRD#: 145239 / SEC#: 801-68402

RIA

Registered Investment Advisory firm - (2/14/2008 Terminated)

California

Registered Investment Advisory firm - (5/20/2009 Approved)

Florida

Registered Investment Advisory firm - (2/13/2008 Approved)

New York

Registered Investment Advisory firm - (10/14/2009 Approved)

Texas

Registered Investment Advisory firm - (6/3/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

301 Yamato Road , Suite 4110, Boca Raton, FL 33431

Mailing Address

Phone number

(561) 504-1046

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	191
AUM (Assets Under Management)	$ 54,789,429

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott A. Hudson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Hudson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

AVALON RESEARCH GROUP, INC.

TRADESTATION SECURITIES, INC.

NORTH AMERICAN INSTITUTIONAL BROKERS

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2007

Series 63

Date: 6/1/1994

Series 3

Date: 6/15/2001

Series 7

Date: 5/23/1994

Series 24

Date: 9/10/1999

Series 8

Date: 6/1/1998

Current Firm

S.H. CAPITAL MANAGEMENT CORP.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S.H. CAPITAL MANAGEMENT CORP.

TRUST BUT VERIFY

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