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Scott Anthony Hudson

S.H. CAPITAL MANAGEMENT
BOCA RATON, FL
·CRD# 2493096·32 years experience

Professional Summary

Scott Anthony Hudson is a registered financial advisor currently at S.H. CAPITAL MANAGEMENT CORP. located in Boca Raton, Florida. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 24 and Series 8 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

Current

S.H. CAPITAL MANAGEMENT CORP.Current·CRD# 145239
RIA
301 Yamato Road , Suite 4110, Boca Raton, FL 33431
December 19, 2007 - Present

Past

FIRST AMERICAN CAPITAL AND TRADING CORPORATIONPast·CRD# 118812
BD
Boca Raton, FL
January 5, 2005 - August 31, 2007
AVALON RESEARCH GROUP, INC.Past·CRD# 39815
BD
Boca Raton, FL
December 18, 2001 - January 24, 2005
TRADESTATION SECURITIES, INC.Past·CRD# 39473
BD
Plantation, FL
May 2, 2000 - September 7, 2001
NORTH AMERICAN INSTITUTIONAL BROKERSPast·CRD# 20574
BD
Ft. Lauderdale, FL
June 7, 1999 - April 3, 2000
TD AMERITRADE, INC.Past·CRD# 7870
BD
Omaha, NE
May 24, 1994 - June 9, 1999

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Current Firm

SC
S.H. CAPITAL MANAGEMENT CORP.

S.H. CAPITAL MANAGEMENT CORP. | SEEMAN HOLTZ FINANCIAL CORP.

CRD#: 145239 / SEC#: 801-68402
RIA
Registered Investment Advisory firm - SEC (2/14/2008 Terminated)
California
Registered Investment Advisory firm - California (5/20/2009 Approved)
Florida
Registered Investment Advisory firm - Florida (2/13/2008 Approved)
New York
Registered Investment Advisory firm - New York (10/14/2009 Approved)
Texas
Registered Investment Advisory firm - Texas (6/3/2025 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

301 Yamato Road , Suite 4110, Boca Raton, FL 33431

Phone Number

(561) 504-1046

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

191

AUM (Assets Under Management)

$54,789,429

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(5/21/2009)
IAR
Florida
(12/19/2007)
IAR
New York
(8/6/2021)
IAR
Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1994About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 2001About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1999About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1998

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Anthony Hudson's CRS (Customer Relationship Summary).

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