Peter T. Fairchild
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Talbot Fairchild JR was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - February 1, 2016
EXECUTIVE SERVICES SECURITIES, LLC
August 1, 2012 - February 25, 2014
NYLIFE SECURITIES LLC
December 9, 2008 - August 2, 2012
NYLIFE DISTRIBUTORS LLC
April 26, 2007 - June 13, 2008
IFMG SECURITIES, INC.
November 15, 1994 - May 9, 2006
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/7/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EXECUTIVE SERVICES SECURITIES, LLC
CRD#: 25299 / SEC#: , 8-41649
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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