Peter G. Schmiel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter George Schmiel was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - July 9, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 14, 2011 - July 13, 2018
STRATEGIC ADVISERS LLC
January 1, 2008 - July 9, 2021
FIDELITY BROKERAGE SERVICES LLC
June 2, 2006 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
November 20, 2001 - March 26, 2003
CITISTREET FINANCIAL SERVICES LLC
May 31, 1994 - March 26, 2003
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/8/2022
General Securities Representative ExaminationSeries 6TO
Date: 12/8/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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