John Francis Mendrysa
Professional Summary
John Francis Mendrysa is a registered financial advisor currently at BROADWAY ADVISOR GROUP located in Albany, New York. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
BROADWAY ADVISOR GROUP | SGROI WEALTH | BROADWAY ADVISOR GROUP, LLC
Contact Information
Main Address
368 Broadway First Floor, Albany, NY 12207Phone Number
(518) 477-3626# of Employees
4SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
321AUM (Assets Under Management)
$214,923,032Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BROADWAY ADVISOR GROUP | SGROI WEALTH | BROADWAY ADVISOR GROUP, LLC
State Registrations and Notice Filings
(2/11/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1994About the Series 6 examSimilar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Mendrysa's CRS (Customer Relationship Summary).
Similar Advisors
NVEST FINANCIAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
