MP
Mark A. Patton
PATTON WEALTH ADVISORS
Dallas, TX 75225
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CRD#: 2492919
MP
Professional summary
Mark Allen Patton, who also goes by Mark A. Patton, is a registered financial advisor currently at PATTON WEALTH ADVISORS located in Dallas, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A. Patton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Belcrest Wines, LLC. This is NOT an investment-related business. The business address is 3200 Hanover Street, Dallas, TX, 75225. Making wine and selling direct to consumers. I am one of the members of the LLC and a manager of the business. Belcrest Wines, LLC was formed in August 2020. I devote approx. five hours per month to this activity with approx. two of those hours during securities trading hours. As manager of the entity, I make business decisions as needed.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Patton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2003 - Present
PATTON WEALTH ADVISORS
Office #1: 8117 Preston Road Suite 300, Dallas, TX 75225RIA
CRD#: 120533
Dallas, TX
Past
January 30, 2003 - December 31, 2003
PATTON MILES, LLC
RIA
CRD#: 123415
INDIANAPOLIS, IN
Past
May 25, 1994 - December 31, 2004
PATTON INVESTMENT MANAGEMENT
RIA
CRD#: 112068
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PATTON WEALTH ADVISORS
PATTON FUND MANAGEMENT, INC. | PATTON WEALTH ADVISORS, LLC | PATTON WEALTH ADVISORS
CRD#: 120533 / SEC#: 801-88211
RIA
Registered Investment Advisory firm - (4/29/2015 Approved)Indiana
Registered Investment Advisory firm - (7/14/2015 Terminated)Texas
Registered Investment Advisory firm - (7/13/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/28/2012)
Current Firm
PW
PATTON WEALTH ADVISORS
PATTON FUND MANAGEMENT, INC. | PATTON WEALTH ADVISORS, LLC | PATTON WEALTH ADVISORS
CRD#: 120533 / SEC#: 801-88211
RIA
Registered Investment Advisory firm - (4/29/2015 Approved)Indiana
Registered Investment Advisory firm - (7/14/2015 Terminated)Texas
Registered Investment Advisory firm - (7/13/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8117 Preston Road Suite 300, Dallas, TX 75225
Mailing Address
228 Park Avenue S Suite 31616, New York, NY 10003-1502
Phone number
(214) 234-9900
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 671,106,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PATTON WEALTH ADVISORS
CRD#: 120533Dallas, TX 75225TRUST BUT VERIFY
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