Megan M. Kurtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Megan Marie Kurtz, who also goes by Megan M Squindo, Megan Marie Squindo, Megan Kurtz, was a registered financial professional .
Megan is a previously registered financial professional and started their career in finance in 1994. Megan had worked at 12 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2017 - May 9, 2017
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
December 14, 2015 - February 15, 2017
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
March 25, 2011 - July 17, 2013
WALNUT STREET SECURITIES, INC.
March 25, 2011 - July 17, 2013
TOWER SQUARE SECURITIES, INC.
March 25, 2011 - July 17, 2013
NEW ENGLAND SECURITIES
March 25, 2011 - July 17, 2013
MSI FINANCIAL SERVICES, INC.
May 28, 2010 - February 1, 2011
EQUITABLE DISTRIBUTORS, LLC
November 2, 2009 - June 7, 2010
ASCENSUS FINANCIAL SERVICES, LLC.
July 31, 2008 - October 1, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 15, 2006 - July 3, 2007
JPMORGAN DISTRIBUTION SERVICES, INC.
March 7, 2006 - July 12, 2006
INVESTORS BROKERAGE SERVICES, INC.
May 18, 2004 - December 31, 2005
TOWER SQUARE SECURITIES, INC.
November 19, 2002 - August 6, 2003
TOWER SQUARE SECURITIES, INC.
August 11, 1994 - May 8, 2002
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
