MS
Mitchell D. Stolba
GREAT VALLEY ADVISOR GROUP
PLYMOUTH, MN 55447
Some features on this profile are disabled
CRD#: 2492875
MS
Professional summary
Mitchell Douglas Stolba, CFP®, ChFC®, CLU® is a registered financial advisor currently at GREAT VALLEY ADVISOR GROUP, LLC located in Plymouth, Minnesota and LPL FINANCIAL LLC located in Edina, Minnesota.
Mitchell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mitchell has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Education Planning
Retirement Income Management
Investment Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Insurance Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.11/3/14:AMERICAN FIN MARKETING INV REL-AT REP BUS LOC(S) NON-VARIABLE INSURANCE 2% TIME SPENT AGENT 2.11/3/14: NOT INV REL COOKBOOK 3.11/3/14 Stone Creek Fin LLC. INV REL AT REP LOC DBA for LPL Bus (entity for LPL business) 4.11/3/14 HORIZON AGY INV REL AT REP BUS LOC(S) NON-VARIABLE INS 1% TIME SPENT AGENT 5.11/3/14 BEARENCE MGMT GRP INV REL AT REP BUS LOC(S) NON-VARIABLE INS 12% TIME SPENT AGENT 6.11/3/14 DARRYL GULLICKSON AGY INV REL AT REP BUS LOC(S) NON-VARIABLE INS 1% OF TIME SPENT AGENT 7.11/26/14 GREAT VALLEY ADV GRP, INC. INV REL AT REP BUS LOC(S) REG INV ADV HYB IAR 8.11/26/14 STONECREEK FIN-INV REL- AT REP BUS LOC(S)-REG INV ADV DBA: -IAR 9.4/7/15 DI BROKER NOT INV REL EDINA, MN NON-VARIABLE INS START 4/1/15 5 HR/MO 2 DUR TRDG HRS INS AGENT 10.4/7/15 DIVERISFIED BROKERAGE SERVICES, INC NOT INV REL MINNEAPOLIS MN NON-VARIABLE INS START 3/25/15 10 HR/MO 2 DUR TRDG HRS INS AGENT 11.4/8/15 STONECREEK WEALTH MGMT, LLC REG INV ADV DBA: START 3/24/15 160 HR/MO 8 DUR TRDG IAR 12.10/20/15: DBS-Inv Rel-At Rep Bus Loc(s)-Non-Variable Ins-Start 11/1/15- 5 Hrs Mo Dur Trdg 13.10/23/15-Great Valley Adv GrP, Inc- Inv Rel-At Rep Bus Loc(s)-Reg Inv Adv Hyb-IAR- Start 11/1/15 - 160 Hrs Per Mo/160 Hrs During Trdg 14.11/4/15-Rock Island Fin, LLC-INV REL-At Rep Bus Loc(s)-DBA for LPL Bus (entity for LPL bus)-START 11/4/15-40 HRS A Mo, 40 DUR TRDG 15.2/3/16-Rock Island Wealth Mgmt-Inv Rel-At Rep Bus Loc(s)-Reg Inv Adv DBA-START 01/01/16-90 HRS PER MO DURING TRDG 16. 8/12/21-DSB Rock Island-Inv Rel-At Rep Bus Loc(s)-Reg Inv Adv DBA-Start Date 8/5/21-160 Hrs Per Mo/160 Hrs Dur Trdg- I provide inv adv svcs through Great Valley Adv GrP, Inc, an ind inv adv firm. I started this bus activity in 08/2021. I expect to spend appox 160 hrs per mo on this activity. Please see the adv firm's Form ADV.. 17.3/29/22-DSB Rock Island-Inv Rel-At Rep Bus Loc(s)-Reg Inv Adv DBA IAR Start 3/11/22-30 Hrs Per Mo/8 Hrs Dur Trdg-I provide inv adv svcs through Great Valley Adv Grp, Inc., an ind inv adv firm. I started this bus activity in 3/22. I expect to spend approx 30 hrs per mo on this activity. Please see the adv firm's Form ADV.. 18. 3/24/22-DSB Rock Island Wealth Mgmt LLC-Inv Rel- At Rep Bus Loc(s)-DBA for LPL Bus (entity for LPL bus)-Start 03/11/22-30 Hrs Per Mo/ 8 Hrs Dur Trdg 19. 5/24/23-dsb-rockisland LLC-INV REL-Mendota Heights, MN-Real Estate Rental-Start 8/1/22-1 HR A Mo/Dur Trdg 20. 9/19/23-DSB Rock Island Wealth Management, LLC-Reg Inv Advisor DBA-IAR-INV REL-AT BUS LOC(S)-START 3/31/22-120 HRS MO/8 DRG TRDG-I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV.. 21.9/19/23-Great Valley Advisor Group, Inc.-Reg Inv Advisor Hybrid-IAR-INV REL-AT BUS LOC(S)-START 3/31/22-120 HRS MO/ 8 HRS DRG TRDG-I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV.. 22.5/10/24-DSB Rock Island-DBA for LPL Business (entity for LPL business)-INV REL-AT REP BUS LOCS-Start 10/1/23-20hrs/mth/8hrs trading
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Douglas Stolba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
November 13, 2014 - Present
GREAT VALLEY ADVISOR GROUP, LLC
Office #1: Two Carlson Parkway, Suite 155, Plymouth, MN 55447RIA
CRD#: 123913
PLYMOUTH, MN
Current
November 3, 2014 - Present
LPL FINANCIAL LLC
Office #1: 8000 W 78th St Ste 415, Edina, MN 55439RIA
BD
CRD#: 6413
EDINA, MN
Past
January 30, 2014 - November 17, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MINNEAPOLIS, MN
Past
October 23, 2002 - November 17, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
MINNEAPOLIS, MN
Past
September 13, 1999 - September 22, 2000
AETNA FINANCIAL SERVICES, INC.
BD
CRD#: 13255
HARTFORD, CT
Past
May 27, 1994 - October 25, 2002
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GREAT VALLEY ADVISOR GROUP, LLC
AFFIRMATIVE WEALTH PARTNERS | WOITA & ASSOCIATES | WILLOW RIVER WEALTH MANAGEMENT | WEDDINGTON ADVISORS | WEALTH RIDGE PLANNING | WAITE WEALTH MANAGEMENT | VALOR ASSET MANAGEMENT OF GREAT VALLEY ADVISOR GROUP | VALOR ASSET MANAGEMENT | US WEALTH ROPELEWSKI | US WEALTH QUIRK | US WEALTH OMAN | US WEALTH MANAGEMENT NEWPORT | US WEALTH MANAGEMENT NEW HAVEN | US WEALTH MANAGEMENT | US WEALTH HOWE | US WEALTH FARMINGTON VALLEY | US WEALTH CRAWFORD | US WEALTH CLARKE | US WEALTH BRAINTREE | UNION ADVISORS | U ADVISORS | TWO RIVERS WEALTH MANAGEMENT | TREND WISE WEALTH | TREASURE COAST WEALTH | THOMPSON FINANCIAL | THE RIDGEVIEW GROUP WEALTH MANAGEMENT | THE READY GROUP | THE NEXT LEVEL PLANNING & WEALTH MANAGEMENT | THE CAPITAL LEGACY, LLC | SWAN WEALTH MANAGEMENT GROUP, INC. | STRAIGHT FORWARD FINANCIAL | STONECREEK WEALTH MANAGEMENT | STONECREEK FINANCIAL | STONEBRIDGE WEALTH MANAGEMENT | SMILER FINANCIAL | SIMPLIFIED FINANCIAL LLC | SENTIENT WEALTH GROUP | SAPPHIRE WEALTH ADVISORY, INC. | SALT FINANCIAL, LLC | SALT FINANCIAL GROUP LLC | ROSENAU FINANCIAL ADVISORS | ROPE FINANCIAL | ROCK ISLAND FINANCIAL | PURSUIT WEALTH MANAGEMENT | PRESTIGE WEALTH PARTNERS LLC | PETERS FINANCIAL PLANNING CORPORATION | PEAKHAVEN ASSET MANAGEMENT | PARAGON WEALTH MANAGEMENT | P.M.A WEALTH MANAGEMENT | OPULENCE WEALTH MANAGEMENT | OPTIMAL WEALTH SERVICES | OC WEALTH MANAGEMENT, INC. | OAKPOINT WEALTH MANAGEMENT | NORTH POINT ADVISOR GROUP | NEXA FINANCIAL GROUP | NEW PERSPECTIVE FINANCIAL GROUP | NAUTIC FINANCIAL GROUP, LLC. | MILLSTONE WEALTH MANAGEMENT | MERIDIAN RETIREMENT PLANNING SERVICES | MERIDIAN FINANCIAL SERVICES | MDA WEALTH MANAGEMENT | MARON FINANCIAL SOLUTIONS | KNIGHT WEALTH MANAGEMENT, INC. | KAVE FAMILY FINANCIAL | KARP FINANCIAL SERVICES INC. | JUPITER WEALTH PLANNING | JERVEY GENESIS WEALTH MANAGEMENT SOLUTIONS | JEFFRUB WEALTH MANAGEMENT | J W JOSEPHS FINANCIAL | INNOVATIVE PLANNING GROUP - IPG | HART WEALTH MANAGEMENT | HARDING CAPITAL MANAGEMENT, LLC | HAAS FINANCIAL GROUP | GVA WEALTH MANAGEMENT | GVA RETIREMENT PARTNERS | GVA ASSET MANAGEMENT | GRIFFITHS FINANCIAL SERVICES | GREAT VALLEY WEALTH MANAGEMENT | GREAT VALLEY ADVISORS RETIREMENT PARTNERS | GREAT VALLEY ADVISORS 401K CONSULTING | GREAT VALLEY ADVISOR GROUP, LLC | GREAT VALLEY ADVISOR GROUP, INC. | GREAT VALLEY ADVISOR GROUP | GORNITZKY SAGE WEALTH MANAGEMENT GROUP, INC. | GAINES FINANCIAL GROUP | FORMATION FINANCIAL | FLEISCHAUER FINANCIAL MANAGEMENT, INC. | FITCH AND STRONG GROUP | FIRST LIGHT FINANCIAL | ENDEAVR WEALTH PLANNING | DSB ROCK ISLAND WEALTH MANAGEMENT, LLC. | DOYLESTOWN WEALTH MANAGEMENT, INC. | DOWNINGTOWN FINANCIAL | DIVERSIFIED WEALTH MANAGEMENT OF OK, LLC | COVINGTON ALSINA | CORNERSTONE PORTFOLIOS, LLC | CONSILIUM PRIVATE WEALTH | CLINTON WEALTH MANAGEMENT | CLEAR WEALTH PLANNING SOLUTIONS | CHRIS SMITH WEALTH MANAGEMENT | CHEW FINANCIAL GROUP | CHESTER SPRINGS FINANCIAL GROUP, LLC | CHESAPEAKE FINANCIAL PARTNERS | CAPPY'S FINANCIAL PLANNING LLC | CAPELLA WEALTH MANAGEMENT | BOYAR WEALTH MANAGEMENT, INC. | BLOSSOM FINANCIAL | BIG HORN FINANCIAL SERVICES, LLC | BEYOND WEALTH FINANCIAL ADVISORS | BERNICKE WEALTH MANAGEMENT - WOODBURY | BERNICKE WEALTH MANAGEMENT | BAY STREET WEALTH PARTNERS | BAVIELLO INVESTMENT MANAGEMENT | BANTZ FINANCIAL GROUP | BALANCED INVESTMENT STRATEGIES, INC. | ARTHUR LEA INVESTMENTS | AMERICAN WEALTH EXECUTIVES, LLC | AMERICAN WEALTH EXECUTIVES LLC | ALLIANCE WEALTH MANAGEMENT, INC. | ALLEN FINANCIAL SERVICES | ALAN PETER & ASSOCIATES
CRD#: 123913 / SEC#: 801-72270
RIA
Registered Investment Advisory firm - (4/8/2011 Approved)Delaware
Registered Investment Advisory firm - (4/12/2011 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2011 Terminated)New Jersey
Registered Investment Advisory firm - (4/13/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/28/2017)
RR
Arizona(11/3/2014)
RR
Arkansas(11/3/2014)
RR
Colorado(11/3/2014)
RR
Florida(6/25/2022)
RR
Georgia(11/3/2014)
RR
Illinois(11/3/2014)
RR
Iowa(11/3/2014)
RR
Minnesota(11/3/2014)
IAR
Minnesota(11/13/2014)
RR
Missouri(11/3/2014)
RR
Montana(11/28/2014)
RR
South Carolina(3/27/2015)
RR
South Dakota(11/3/2014)
RR
Tennessee(8/2/2025)
RR
Wisconsin(3/11/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GREAT VALLEY ADVISOR GROUP, LLC
AFFIRMATIVE WEALTH PARTNERS | WOITA & ASSOCIATES | WILLOW RIVER WEALTH MANAGEMENT | WEDDINGTON ADVISORS | WEALTH RIDGE PLANNING | WAITE WEALTH MANAGEMENT | VALOR ASSET MANAGEMENT OF GREAT VALLEY ADVISOR GROUP | VALOR ASSET MANAGEMENT | US WEALTH ROPELEWSKI | US WEALTH QUIRK | US WEALTH OMAN | US WEALTH MANAGEMENT NEWPORT | US WEALTH MANAGEMENT NEW HAVEN | US WEALTH MANAGEMENT | US WEALTH HOWE | US WEALTH FARMINGTON VALLEY | US WEALTH CRAWFORD | US WEALTH CLARKE | US WEALTH BRAINTREE | UNION ADVISORS | U ADVISORS | TWO RIVERS WEALTH MANAGEMENT | TREND WISE WEALTH | TREASURE COAST WEALTH | THOMPSON FINANCIAL | THE RIDGEVIEW GROUP WEALTH MANAGEMENT | THE READY GROUP | THE NEXT LEVEL PLANNING & WEALTH MANAGEMENT | THE CAPITAL LEGACY, LLC | SWAN WEALTH MANAGEMENT GROUP, INC. | STRAIGHT FORWARD FINANCIAL | STONECREEK WEALTH MANAGEMENT | STONECREEK FINANCIAL | STONEBRIDGE WEALTH MANAGEMENT | SMILER FINANCIAL | SIMPLIFIED FINANCIAL LLC | SENTIENT WEALTH GROUP | SAPPHIRE WEALTH ADVISORY, INC. | SALT FINANCIAL, LLC | SALT FINANCIAL GROUP LLC | ROSENAU FINANCIAL ADVISORS | ROPE FINANCIAL | ROCK ISLAND FINANCIAL | PURSUIT WEALTH MANAGEMENT | PRESTIGE WEALTH PARTNERS LLC | PETERS FINANCIAL PLANNING CORPORATION | PEAKHAVEN ASSET MANAGEMENT | PARAGON WEALTH MANAGEMENT | P.M.A WEALTH MANAGEMENT | OPULENCE WEALTH MANAGEMENT | OPTIMAL WEALTH SERVICES | OC WEALTH MANAGEMENT, INC. | OAKPOINT WEALTH MANAGEMENT | NORTH POINT ADVISOR GROUP | NEXA FINANCIAL GROUP | NEW PERSPECTIVE FINANCIAL GROUP | NAUTIC FINANCIAL GROUP, LLC. | MILLSTONE WEALTH MANAGEMENT | MERIDIAN RETIREMENT PLANNING SERVICES | MERIDIAN FINANCIAL SERVICES | MDA WEALTH MANAGEMENT | MARON FINANCIAL SOLUTIONS | KNIGHT WEALTH MANAGEMENT, INC. | KAVE FAMILY FINANCIAL | KARP FINANCIAL SERVICES INC. | JUPITER WEALTH PLANNING | JERVEY GENESIS WEALTH MANAGEMENT SOLUTIONS | JEFFRUB WEALTH MANAGEMENT | J W JOSEPHS FINANCIAL | INNOVATIVE PLANNING GROUP - IPG | HART WEALTH MANAGEMENT | HARDING CAPITAL MANAGEMENT, LLC | HAAS FINANCIAL GROUP | GVA WEALTH MANAGEMENT | GVA RETIREMENT PARTNERS | GVA ASSET MANAGEMENT | GRIFFITHS FINANCIAL SERVICES | GREAT VALLEY WEALTH MANAGEMENT | GREAT VALLEY ADVISORS RETIREMENT PARTNERS | GREAT VALLEY ADVISORS 401K CONSULTING | GREAT VALLEY ADVISOR GROUP, LLC | GREAT VALLEY ADVISOR GROUP, INC. | GREAT VALLEY ADVISOR GROUP | GORNITZKY SAGE WEALTH MANAGEMENT GROUP, INC. | GAINES FINANCIAL GROUP | FORMATION FINANCIAL | FLEISCHAUER FINANCIAL MANAGEMENT, INC. | FITCH AND STRONG GROUP | FIRST LIGHT FINANCIAL | ENDEAVR WEALTH PLANNING | DSB ROCK ISLAND WEALTH MANAGEMENT, LLC. | DOYLESTOWN WEALTH MANAGEMENT, INC. | DOWNINGTOWN FINANCIAL | DIVERSIFIED WEALTH MANAGEMENT OF OK, LLC | COVINGTON ALSINA | CORNERSTONE PORTFOLIOS, LLC | CONSILIUM PRIVATE WEALTH | CLINTON WEALTH MANAGEMENT | CLEAR WEALTH PLANNING SOLUTIONS | CHRIS SMITH WEALTH MANAGEMENT | CHEW FINANCIAL GROUP | CHESTER SPRINGS FINANCIAL GROUP, LLC | CHESAPEAKE FINANCIAL PARTNERS | CAPPY'S FINANCIAL PLANNING LLC | CAPELLA WEALTH MANAGEMENT | BOYAR WEALTH MANAGEMENT, INC. | BLOSSOM FINANCIAL | BIG HORN FINANCIAL SERVICES, LLC | BEYOND WEALTH FINANCIAL ADVISORS | BERNICKE WEALTH MANAGEMENT - WOODBURY | BERNICKE WEALTH MANAGEMENT | BAY STREET WEALTH PARTNERS | BAVIELLO INVESTMENT MANAGEMENT | BANTZ FINANCIAL GROUP | BALANCED INVESTMENT STRATEGIES, INC. | ARTHUR LEA INVESTMENTS | AMERICAN WEALTH EXECUTIVES, LLC | AMERICAN WEALTH EXECUTIVES LLC | ALLIANCE WEALTH MANAGEMENT, INC. | ALLEN FINANCIAL SERVICES | ALAN PETER & ASSOCIATES
CRD#: 123913 / SEC#: 801-72270
RIA
Registered Investment Advisory firm - (4/8/2011 Approved)Delaware
Registered Investment Advisory firm - (4/12/2011 Terminated)Maryland
Registered Investment Advisory firm - (5/20/2011 Terminated)New Jersey
Registered Investment Advisory firm - (4/13/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Pennsylvania Ave Suite 202, Wilmington, DE 19806
Mailing Address
Phone number
(302) 483-7200
Established
Firm type
Fiscal year end
# of Employees
333
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,099 |
| AUM (Assets Under Management) | $ 9,732,148,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GREAT VALLEY ADVISOR GROUP, LLC
CRD#: 123913Plymouth, MN 55447TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
