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LC

Laurie P. Cheatham Roberts

TEXAS SECURITIES
CARROLLTON, TX 75010
Some features on this profile are disabled
CRD#: 2492833
LC

Professional summary


Laurie Patriece Cheatham Roberts, who also goes by Laurie Patriece Cheatam Roberts, Laurie P Cheatham, Laurie Patriece Cheatham, Laurie Patriece Mann, Laurie Patriece Robertscheatham, is a registered financial professional currently at TEXAS SECURITIES, INC. located in Carrollton, Texas.

Laurie is registered as a RR (Registered Representative) and started their career in finance in 1995. Laurie has worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Laurie Patriece Cheatam Roberts | Laurie P Cheatham | Laurie Patriece Cheatham | Laurie Patriece Mann | Laurie Patriece Robertscheatham

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Laurie Patriece Cheatham Roberts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2021 - Present

TEXAS SECURITIES, INC.

Office #1: 4024 Nazarene Suite B, Carrollton, TX 75010Office #2: 4024 Nazarene Suite B, Carrollton, TX 75010
BD
CRD#: 120148
CARROLLTON, TX
Past

September 25, 2018 - August 10, 2023

BOOMERANG CAPITAL LLC

BD
CRD#: 120313
ROWAYTON, CT
Past

June 14, 2016 - July 27, 2016

CIVITAS EB-5 CAPITAL

RIA
CRD#: 167469
DALLAS, TX
Past

October 8, 2013 - April 17, 2015

WELBORN CAPITAL LLC

BD
CRD#: 152234
Dallas, TX
Past

December 8, 2009 - July 24, 2013

RED RIVER SECURITIES, LLC

BD
CRD#: 149860
PLANO, TX
Past

July 25, 2007 - December 31, 2008

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

August 17, 2006 - May 31, 2007

CHALLENGER CAPITAL GROUP, LTD.

BD
CRD#: 131992
LANCASTER, TX
Past

November 20, 1995 - June 18, 2007

DOUGLAS SCOTT SECURITIES, INC.

BD
CRD#: 39032
RICHARDSON, TX
Past

June 28, 1995 - August 7, 1995

LONE STAR SECURITIES, INC.

BD
CRD#: 20452
ADDISON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/23/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 6/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TS
TEXAS SECURITIES, INC.
TEXAS SECURITIES, INC.

CRD#: 120148 / SEC#: , 8-65276

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
4024 Nazarene Suite B, Carrollton, TX 75010
Mailing Address
4024 Nazarene Suite B, Carrollton, TX 75010
Phone number
(972) 492-0058
Established
Texas since 01/18/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GRISHAM 2016 IRREVOCABLE TRUSTSHAREHOLDER
CHEATHAM ROBERTS, LAURIE PATRIECECHIEF COMPLIANCE OFFICER2492833
FLEMING, JOHN COLLINPRESIDENT / TRUSTEE OF THE GRISHAM 2016 IRREVOCABLE TRUST5119917
SMITH, RANDAL FRANKLINFINOP/CHIEF FINANCIAL OFFICER4870049

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TEXAS SECURITIES, INC.

CRD#: 120148Carrollton, TX 75010

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