Fred Y. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Yvonzio Jones JR was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1996. Fred had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2015 - September 19, 2016
ANDES CAPITAL GROUP, LLC
January 4, 2007 - February 13, 2013
ANDES CAPITAL GROUP, LLC
September 11, 1998 - April 10, 2006
J.P. MORGAN SECURITIES LLC
August 14, 1998 - April 10, 2006
J.P. MORGAN SECURITIES LLC
October 8, 1996 - August 20, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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