Irving Cruz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irving Cruz was a registered financial professional .
Irving is a previously registered financial professional and started their career in finance in 1994. Irving had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2011 - March 31, 2015
J.P. TURNER & COMPANY, L.L.C.
March 25, 2010 - October 18, 2011
AEGIS CAPITAL CORP.
July 13, 2007 - March 30, 2010
GUNNALLEN FINANCIAL, INC
November 22, 1999 - July 31, 2007
JOSEPH STEVENS & CO., INC.
September 30, 1998 - December 13, 1999
HOBBS MELVILLE SECURITIES CORP.
February 6, 1998 - October 8, 1998
PLATINUM EQUITIES, INC.
April 30, 1997 - February 10, 1998
HOBBS MELVILLE SECURITIES CORP.
February 1, 1995 - May 6, 1997
JOSEPH STEVENS & CO., INC.
October 26, 1994 - December 19, 1994
A. R. BARON & CO., INC.
October 10, 1994 - October 31, 1994
BARINGTON CAPITAL GROUP, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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