Jeff P. Horowitz
Professional summary
Jeff Peter Horowitz is a registered financial professional currently at PORTUM CAPITAL LLC located in Palo Alto, California.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeff has worked at 6 firms and has passed the Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Peter Horowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2021 - Present
PORTUM CAPITAL LLC
Office #1: 2443 Ash St, Palo Alto, CA 94306Office #2: 40 Wall St Suite 1702, New York, NY 10005Office #3: 40 Wall St Suite 1702, New York, NY 10005October 16, 2019 - October 28, 2020
COINBASE CAPITAL MARKETS CORP
January 5, 2007 - July 31, 2018
PERSHING LLC
January 14, 2004 - December 14, 2006
CITIGROUP GLOBAL MARKETS INC.
July 10, 2002 - October 14, 2003
LEHMAN BROTHERS INC.
June 1, 2000 - April 17, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
PORTUM CAPITAL LLC
CRD#: 300440 / SEC#: , 8-70281
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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Company Information
PORTUM CAPITAL LLC
CRD#: 300440Palo Alto, CA 94306TRUST BUT VERIFY
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