Jeff P. Horowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Peter Horowitz was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 2000. Jeff had worked at 6 firms and has passed the Series 57TO, SIE, Series 7, Series 14 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2021 - July 20, 2026
PORTUM CAPITAL LLC
October 16, 2019 - October 28, 2020
COINBASE CAPITAL MARKETS CORP
January 5, 2007 - July 31, 2018
PERSHING LLC
January 14, 2004 - December 14, 2006
CITIGROUP GLOBAL MARKETS INC.
July 10, 2002 - October 14, 2003
LEHMAN BROTHERS INC.
June 1, 2000 - April 17, 2002
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
PORTUM CAPITAL LLC
CRD#: 300440 / SEC#: , 8-70281
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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