Ian R. Tomlinson

FIRST CHOICE FINANCIAL PLANNING

Alamogordo, NM

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CRD#: 2492696

Professional summary

Ian Ross Tomlinson is a registered financial advisor currently at FIRST CHOICE FINANCIAL PLANNING, LLC located in Alamogordo, New Mexico.

Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ian has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ian Ross Tomlinson is the Owner/Instructor at Centerfire Firearms Training, LLC; Investment related: No; Location of the business: 1034 San Miguel St ALAMOGORDO NM 88310; Description of the business: Concealed handgun carry instruction for the purpose of qualifying students to obtain a New Mexico concealed carry license; Responsibilities Duties: Provide instruction to students to obtain, keep current, and renew NM state-issued concealed handgun carry license; Start date with business: 2017-04-15; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Ian Tomlinson.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Ross Tomlinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2013 - Present

FIRST CHOICE FINANCIAL PLANNING, LLC

RIA

CRD#: 166363

Alamogordo, NM

Past

March 15, 2012 - April 3, 2012

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

NORTH LAS VEGAS, NV

Past

March 15, 2012 - April 3, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

April 1, 2011 - March 8, 2012

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

NORTH LAS VEGAS, NV

Past

March 21, 2011 - March 8, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

NORTH LAS VEGAS, NV

Past

August 9, 2007 - March 4, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

ST GEORGE, UT

Past

July 11, 2007 - March 4, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ST GEORGE, UT

Past

September 2, 2005 - April 5, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

NORTH LAS VEGAS, NV

Past

June 22, 2005 - September 2, 2005

FIRST COMMAND BANK

RIA

CRD#: 128851

FORT WORTH, TX

Past

June 20, 1994 - April 5, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

NORTH LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(5/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/19/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIRST CHOICE FINANCIAL PLANNING, LLC

FIRST CHOICE FINANCIAL PLANNING | FIRST CHOICE FINANCIAL PLANNING, LLC

CRD#: 166363 / SEC#:

Nevada

Registered Investment Advisory firm - (7/15/2020 Terminated)

New Mexico

Registered Investment Advisory firm - (4/24/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Alamogordo, NM

Mailing Address

Phone number

(575) 443-3551

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 3,520,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ian R. Tomlinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Ross Tomlinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2005

Series 63

Date: 6/10/1994

Series 7

Date: 2/19/2011

Series 6

Date: 6/10/1994

Current Firm

FIRST CHOICE FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST CHOICE FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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