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Matthew Allan Simsic

CRD# 2492553·Registered 1994 - 2012
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Allan Simsic, who also goes by Matthew Allan Cimsic, Matt Simsic, Matthew A Simsic, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1994 - 2012. Matthew had worked at 4 firms and has passed the Series 63, Series 3, Series 56 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Allan Cimsic, Matt Simsic, Matthew A Simsic

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

Past

ELADIAN PARTNERS BROKERAGE LLCPast·CRD# 158893
BD
New York, NY
May 15, 2012 - October 31, 2012
J.P. MORGAN SECURITIES LLCPast·CRD# 79
BD
New York, NY
August 18, 2000 - May 3, 2001
HULL TRADING COMPANY, L.L.C.Past·CRD# 28267
BD
September 22, 1995 - December 31, 1997
L.C. WEGARD & CO., INC.Past·CRD# 3722
BD
New York, NY
June 24, 1994 - October 31, 1994

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Current Firm

EP
ELADIAN PARTNERS BROKERAGE LLC

ELADIAN PARTNERS BROKERAGE LLC

CRD#: 158893 / SEC#: 8-68940
BD
Terminated by SEC on 12/30/2012

Contact Information

Established

Delaware since 07/11/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ELADIAN PARTNERS LPSOLE OWNER—
HUNTER, JENNIFER LEAFINOP & VP5117631
SWANSON, SHANE ERICPRESIEDENT & CCO3206742

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2014About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jan 2014About the Series 3 exam

Series 56 — Proprietary Trader Qualification Examination

Passed May 2012

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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