Philip K. Royal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Keith Royal, CFP® was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1994. Philip had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1997
Experience
February 19, 2013 - December 10, 2021
MASTER PLAN WEALTH MANAGEMENT, L.L.C.
July 26, 1995 - December 19, 1997
INVESTORS CAPITAL CORP.
October 6, 1994 - September 18, 2008
MASTER PLAN FINANCIAL SERVICES INC.
June 3, 1994 - July 31, 1995
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MASTER PLAN WEALTH MANAGEMENT, L.L.C.
CRD#: 153740 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 12,636,232 |
Red Flags
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