John M. Holt
Professional summary
John Michael Holt, who also goes by Mike Holt, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in Hoschton, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1974. John has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Holt's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2007 - Present
AMERITAS INVESTMENT COMPANY, LLC
October 1, 2002 - December 31, 2006
WOODBURY FINANCIAL SERVICES, INC.
August 22, 2001 - October 11, 2002
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 21, 1997 - August 17, 2001
MUTUAL SERVICE CORPORATION
August 10, 1992 - April 30, 1997
WOODBURY FINANCIAL SERVICES, INC.
June 15, 1982 - January 3, 1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
October 20, 1980 - February 28, 1990
EQUITABLE ADVISORS, LLC
January 24, 1974 - March 2, 1981
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2007)
(4/15/2014)
(7/28/2021)
Exams
Series 1
Date: 1/21/1974
Registered Representative ExaminationFINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
