DR

Donald R. Raber

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CRD#: 2492167
DR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Robert Raber was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1994. Donald had worked at 1 firm .

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 17, 1994 - November 13, 2019

ALDEBARAN FINANCIAL INC

RIA
CRD#: 105741
KINGSPORT, TN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALDEBARAN FINANCIAL INC
AFI - ALDEBARAN FINANCIAL INSIGHTS | ALDEBARAN FINANCIAL INC

CRD#: 105741 / SEC#: 801-31093

RIA
Registered Investment Advisory firm - (12/4/1987 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


AF
ALDEBARAN FINANCIAL INC
AFI - ALDEBARAN FINANCIAL INSIGHTS | ALDEBARAN FINANCIAL INC

CRD#: 105741 / SEC#: 801-31093

RIA
Registered Investment Advisory firm - (12/4/1987 Approved)
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Contact information


Main Address
200 Colonial Heights Road, Kingsport, TN 37663
Mailing Address
Phone number
(423) 239-7535
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts639
AUM (Assets Under Management)$ 198,140,515

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
11/19/2025
02/03/2025
10/27/2023
01/03/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALDEBARAN FINANCIAL INC

CRD#: 105741

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