Jeffery A. Binkert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Alan Binkert, who also goes by Jeff Binkert, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1994. Jeffery had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2014 - August 13, 2015
FISHER INVESTMENTS
January 17, 2013 - November 5, 2013
ROTH CAPITAL PARTNERS, LLC
January 17, 2013 - November 5, 2013
ROTH CAPITAL PARTNERS, LLC
August 21, 2006 - November 20, 2012
ADVANCED EQUITIES, INC.
August 21, 2006 - November 20, 2012
ADVANCED EQUITIES, INC.
February 14, 2003 - August 24, 2006
CITICORP INVESTMENT SERVICES
January 9, 2003 - August 24, 2006
CITICORP INVESTMENT SERVICES
September 24, 2002 - January 21, 2003
ADVANCED EQUITIES, INC.
October 18, 1999 - January 21, 2003
ADVANCED EQUITIES, INC.
July 21, 1995 - October 26, 1999
MADISON SECURITIES, INC.
June 20, 1995 - July 12, 1995
MADISON SECURITIES, INC.
November 16, 1994 - June 21, 1995
LEXINGTON SECURITIES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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