Constance A. Hiram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Constance Ann Hiram, who also goes by Constance Winther Dodge, Constance Dodge, Constance Ann Winther, was a registered financial professional .
Constance is a previously registered financial professional and started their career in finance in 1994. Constance had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2012 - January 8, 2013
TRICOR ADVISORY SERVICES, LLC
November 5, 2012 - January 8, 2013
TRICOR FINANCIAL, LLC
March 21, 2005 - May 11, 2009
SIGNATOR FINANCIAL SERVICES, INC.
June 20, 2003 - March 10, 2005
SIGNATOR FINANCIAL SERVICES, INC.
June 19, 2003 - October 20, 2010
SIGNATOR FINANCIAL SERVICES, INC.
October 22, 2001 - June 20, 2003
NEW ENGLAND SECURITIES
April 18, 1996 - June 20, 2003
NEW ENGLAND SECURITIES
May 18, 1994 - April 17, 1996
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
TRICOR ADVISORY SERVICES, LLC
CRD#: 141775 / SEC#: 801-67209
Contact information
Red Flags
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