Peter G. Kocmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter George Kocmond, who also goes by Peter G Kocmond, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2024 - April 1, 2025
KLONDIKE FINANCIAL, LLC
August 9, 2019 - May 16, 2024
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
May 22, 2014 - March 22, 2019
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 13, 2007 - August 28, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 31, 2007 - August 28, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2006 - August 28, 2007
GPC SECURITIES, INC.
February 21, 2005 - October 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2005 - October 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 2001 - March 12, 2002
HARRISDIRECT LLC
April 6, 1998 - June 19, 2000
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 8, 1994 - January 26, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
KLONDIKE FINANCIAL, LLC
CRD#: 331193 / SEC#:
Contact information
Red Flags
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