JT
James M. Trippon
TRIPPON WEALTH MANAGEMENT GROUP LLC
Houston, TX 77024
Some features on this profile are disabled
CRD#: 2491347
JT
Professional summary
James Mark Trippon, who also goes by Jim Trippon, is a registered financial advisor currently at TRIPPON WEALTH MANAGEMENT GROUP LLC located in Houston, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Trippon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALL OBAS ARE LOCATED AT 8588 Katy Freeway, Suite 320, Houston, TX 77024--- 1.JM TRIPPON & CO PC (FIRM LICENSE ID: (C02620), SINCE 4/1988, PRESIDENT OF CPA FIRM SPENDING APPROXIMATELY 60 HRS PER MONTH, 30 HRS DURING SECURITY TRADING HRS.----- 2.J TRIPPON INSURANCE, LICENSE ID NUMBER: 1046964 SINCE 1/1996. THIS BUSINESS IS NOT AN INSURANCE AGENCY. ALL INSURANCE IS SOLD THROUGH MR. TRIPPON, INDIVIDUALLY. HE RECEIVES COMMISSIONS FOR THE SALE OF INSURANCE PRODUCT THROUGH THIS BUSINESS ENTITY. SPENDING APPROXIMATELY 2 HRS PER MONTH,0 HRS DURING SECURITY TRADING HOURS;----- 3.TEXAS OIL RESOURCES OPERATING, LLC, SINCE 11/2016 MANAGER OF TEXAS LICENSED OIL WELL OPERATOR, (OPERATOR LICENSE ID: 846908) SPENDING APPROXIMATELY 30 HRS PER MONTH, 0 HRS DURING SECURITY TRADING HRS.----- 4.BLUEBELL ENERGY, LLC, SINCE 1/2011, MANAGER OF OIL WELL INVESTMENTS. APPROXIMATELY 2 HRS PER MONTH, 0 HRS DURING SECURITY TRADING HOURS, INVESTMENT RELATED;----- 5.ANLOC MINERALS, LLC, SINCE 10/2013 MANAGER OF OIL WELL INVESTMENTS. APPROXIMATELY 2 HRS PER MONTH, 0 HRS DURING SECURITY TRADING HOURS, INVESTMENT RELATED;----- 6.TRIPPON MINERALS, LLC, SINCE 10/2016 MANAGER OF OIL WELL INVESTMENTS. APPROXIMATELY 2 HRS PER MONTH, 0 HRS DURING SECURITY TRADING HOURS, INVESTMENT RELATED;----- 7.TRIPPON FAMILY HOLDINGS LP, SINCE 2/2012, GENERAL PARTNER IN FAMILY OFFICE IS INVESTMENT RELATED., APPROXIMATELY 4 HRS PER MONTH 0 DURING SECURITY TRADING HOURS;----- 8.HOCKLEY AG PARTNERS, LLC SINCE 11/2013 MANAGER OF FARMING AND RANCHING, APPROXIMATELY 5 HOURS PER MONTH, 0 HRS DURING SECURITY TRADING HOURS;----- 9.BRETTON WOODS PRESS LLC SINCE 7/2002, MANAGER OF PUBLISHING COMPANY, 2 HOURS PER MONTH, 0 HRS DURING SECURITY TRADING HOURS;----- 10.TRIPPON FINANCIAL MEDIA, INC., SINCE 7/2009 PRESIDENT OF PUBLISHING COMPANY, SPENDING APPROXIMATELY 3 HRS PER MONTH, 0 HRS DURING SECURITY TRADING HOURS;
CRS (Client Relationship Summary) - RIA
Click below to view James Mark Trippon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2007 - Present
TRIPPON WEALTH MANAGEMENT GROUP LLC
Office #1: 8588 Katy Freeway Suite 320, Houston, TX 77024RIA
CRD#: 136485
Houston, TX
Past
January 31, 2006 - December 31, 2006
TRIPPON WEALTH MANAGEMENT GROUP LLC
RIA
CRD#: 136485
BELLAIRE, TX
Past
June 1, 2001 - April 5, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
BELLAIRE, TX
Past
June 1, 2001 - April 5, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
BELLAIRE, TX
Past
April 3, 1996 - June 25, 2001
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
March 29, 1996 - April 11, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
June 20, 1994 - March 7, 1996
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRIPPON WEALTH MANAGEMENT GROUP LLC
BRETTON WOODS PRESS LLC | TRIPPON WEALTH MANAGEMENT GROUP LLC | TRIPPON FINANCIAL MEDIA INC. | J.M. TRIPPON & COMPANY C.P.A.S
CRD#: 136485 / SEC#: 801-129769
RIA
Registered Investment Advisory firm - (3/27/2024 Approved)Colorado
Registered Investment Advisory firm - (4/24/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Texas
Registered Investment Advisory firm - (4/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/31/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TW
TRIPPON WEALTH MANAGEMENT GROUP LLC
BRETTON WOODS PRESS LLC | TRIPPON WEALTH MANAGEMENT GROUP LLC | TRIPPON FINANCIAL MEDIA INC. | J.M. TRIPPON & COMPANY C.P.A.S
CRD#: 136485 / SEC#: 801-129769
RIA
Registered Investment Advisory firm - (3/27/2024 Approved)Colorado
Registered Investment Advisory firm - (4/24/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Texas
Registered Investment Advisory firm - (4/22/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8588 Katy Freeway Suite 320, Houston, TX 77024
Mailing Address
Phone number
(713) 661-1040
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 185,235,326 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
