JB

Jinesh P. Brahmbhatt

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CRD#: 2491299
JB

Professional summary


Jinesh Pravin Brahmbhatt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jinesh is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Jinesh had worked at 5 firms, which includes JADE PRIVATE WEALTH MANAGEMENT LLC, SUCCESS TRADE SECURITIES INC., LPL FINANCIAL LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, STRATTON OAKMONT INC..

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 1, 2009 - December 31, 2013

JADE PRIVATE WEALTH MANAGEMENT, LLC

RIA
CRD#: 150708
MCLEAN, VA
Past

April 4, 2009 - April 10, 2013

SUCCESS TRADE SECURITIES, INC.

BD
CRD#: 46027
MCLEAN, VA
Past

May 22, 2008 - April 9, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
GAITHERSBURG, MD
Past

May 22, 2008 - April 9, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
GAITHERSBURG, MD
Past

March 29, 1995 - May 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WASHINGTON, DC
Past

March 14, 1995 - May 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WASHINGTON, DC
Past

November 8, 1994 - January 27, 1995

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


JP
JADE PRIVATE WEALTH MANAGEMENT, LLC
JADE PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 150708 / SEC#:

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Contact information


Main Address
1401 Chain Bridge Road Suite 202, Mclean, VA 22101
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


JADE PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 150708

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