Harold R. Holmyard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Roy Holmyard JR, who also goes by Hal Holmyard, Harold Roy Holmyard, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1961. Harold had worked at 9 firms and has passed the Series 63, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 1990 - April 18, 1995
GABELLI DIRECT INC.
December 17, 1988 - February 10, 2010
G.RESEARCH, LLC
April 21, 1986 - October 11, 1988
EVANS & CO., INC.
January 30, 1975 - July 14, 1979
NEWHARD, COOK & CO. INCORPORATED
September 21, 1971 - October 19, 1973
HOME-STAKE SECURITIES COMPANY
May 10, 1971 - August 9, 1971
ESTABROOK & CO., INC.
January 20, 1971 - June 19, 1971
BURTON DANA WESTERLUND INC
July 1, 1964 - April 16, 1986
ROTAN MOSLE INC.
January 17, 1961 - October 19, 1976
HAYDEN, STONE INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 12
Date: 7/1/1964
NYSE Branch Manager ExaminationCurrent Firm
GABELLI DIRECT INC.
CRD#: 19138 / SEC#: , 8-37104
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
