Ronald M. Oddo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Michael Oddo, who also goes by Ron Oddo, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1994. Ronald had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2018 - October 26, 2018
PM GROUP FINANCIAL SERVICES, PLLC
July 1, 2014 - December 31, 2017
AVANTAX ADVISORY SERVICES
May 22, 2014 - December 31, 2017
AVANTAX INVESTMENT SERVICES, INC.
October 10, 2008 - June 4, 2014
LPL FINANCIAL LLC
January 1, 2006 - December 5, 2008
THE PM GROUP - ARIZONA, LTD.
November 9, 2004 - October 15, 2008
CETERA INVESTMENT ADVISERS LLC
October 21, 2004 - October 15, 2008
CETERA FINANCIAL SPECIALISTS LLC
December 2, 2003 - November 5, 2004
MONY SECURITIES CORPORATION
December 2, 2003 - November 5, 2004
MONY SECURITIES CORPORATION
July 10, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
July 10, 2002 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
February 13, 1998 - July 8, 2002
AVANTAX INVESTMENT SERVICES, INC.
May 16, 1994 - July 10, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PM GROUP FINANCIAL SERVICES, PLLC
CRD#: 292101 / SEC#:
Contact information
Red Flags
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