Chris R. Folgmann
Professional summary
Chris Randall Folgmann is a registered financial advisor currently at FOLGMANN FINANCIAL GROUP LLC located in Woodinville, Washington.
Chris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Chris has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chris Randall Folgmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2020 - Present
FOLGMANN FINANCIAL GROUP LLC
May 10, 2013 - August 25, 2020
J. W. COLE ADVISORS, INC.
May 10, 2013 - August 25, 2020
J.W. COLE FINANCIAL, INC.
August 14, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
August 14, 2009 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
May 10, 2007 - March 20, 2008
BENEFIT FINANCIAL SERVICES GROUP
January 13, 2005 - June 1, 2007
BENEFIT FUNDING SERVICES GROUP
December 3, 2001 - August 14, 2009
CETERA WEALTH SERVICES, LLC
November 1, 2001 - August 14, 2009
CETERA WEALTH SERVICES, LLC
June 2, 1995 - October 31, 2001
IDS LIFE INSURANCE COMPANY
June 2, 1995 - October 31, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/21/2020)
Exams
Current Firm
FOLGMANN FINANCIAL GROUP LLC
CRD#: 309348 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 37,000,000 |
Red Flags
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