Keri L. Gammill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keri Lyn Gammill, who also goes by Mimi Gammill, was a registered financial professional .
Keri is a previously registered financial professional and started their career in finance in 1994. Keri had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2020 - July 25, 2022
IVY HILL
May 2, 2013 - May 9, 2013
BLACKROCK INVESTMENTS, LLC
September 23, 2005 - January 8, 2013
BLACKSTONE SECURITIES PARTNERS L.P.
March 25, 2003 - April 19, 2005
GPC SECURITIES, INC.
April 12, 2001 - November 20, 2002
DEUTSCHE BANK SECURITIES INC.
October 27, 1998 - December 31, 2000
NATIXIS DISTRIBUTION, LLC
April 4, 1997 - April 20, 1998
HARRIS WEBB & GARRISON, INC.
June 28, 1996 - March 19, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 1995 - February 21, 1996
J.P. MORGAN SECURITIES LLC
July 28, 1994 - March 13, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/24/2020
General Securities Representative ExaminationCurrent Firm
IVY HILL
CRD#: 309499 / SEC#: , 8-70544
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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