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JC

John L. Child

SOUND INVESTMENT MANAGEMENT
Tualatin, OR 97062
Some features on this profile are disabled
CRD#: 2490808
JC

Professional summary

John Lowell Child JR, who also goes by John Child, is a registered financial advisor currently at SOUND INVESTMENT MANAGEMENT INC located in Tualatin, Oregon.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 1 firm and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

John Child

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Lowell Child JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 3, 1995 - Present

SOUND INVESTMENT MANAGEMENT INC

Office #1: 8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062
RIA
CRD#: 107438
Tualatin, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOUND INVESTMENT MANAGEMENT INC
SOUND INVESTMENT MANAGEMENT INC

CRD#: 107438 / SEC#: 801-46570

RIA
Registered Investment Advisory firm - (5/26/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(10/3/1995)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/6/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 7/12/1995
Non-Member General Securities Examination

Current Firm

SI
SOUND INVESTMENT MANAGEMENT INC
SOUND INVESTMENT MANAGEMENT INC

CRD#: 107438 / SEC#: 801-46570

RIA
Registered Investment Advisory firm - (5/26/1994 Approved)
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Contact information

Main Address
8215 Tualatin Sherwood Road, Suite 200, Tualatin, OR 97062
Mailing Address
Phone number
(503) 691-7030
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIMI ADV 2A 2B 3.25.25 (3/28/2025)

Regulatory assets under management

Total Number of Accounts131
AUM (Assets Under Management)$ 242,615,902

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUND INVESTMENT MANAGEMENT INC

CRD#: 107438Tualatin, OR 97062

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