Thomas E. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Hanson, who also goes by Tom Hanson, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1994. Thomas had worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 53, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2022 - October 3, 2023
FINANCIAL SENSE SECURITIES, INC.
June 8, 2005 - July 27, 2011
WFP SECURITIES
June 8, 2005 - July 27, 2011
WFP SECURITIES
April 4, 2005 - June 1, 2005
LPL FINANCIAL LLC
April 4, 2005 - June 1, 2005
LPL FINANCIAL LLC
December 5, 2003 - March 22, 2005
LASALLE FINANCIAL SERVICES, INC.
July 8, 1997 - November 24, 2003
CHARLES SCHWAB & CO., INC.
November 25, 1996 - November 24, 2003
CHARLES SCHWAB & CO., INC.
June 29, 1995 - September 25, 1996
MORGAN STANLEY DW INC.
June 9, 1994 - May 15, 1995
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/3/2022
Operations Professional ExaminationSeries 8
Date: 8/5/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FINANCIAL SENSE SECURITIES, INC.
CRD#: 39301 / SEC#: , 8-48630
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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