Christian J. Nirmaier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian James Nirmaier was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1996. Christian had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 1999 - November 8, 2000
CLEARING SERVICES OF AMERICA, INC.
July 26, 1999 - October 15, 1999
THE THERMOPYLAE GROUP, INC.
October 5, 1998 - May 5, 1999
TRAUTMAN WASSERMAN & COMPANY, INC.
March 24, 1997 - July 28, 1998
NATIONAL SECURITIES CORPORATION
December 12, 1996 - March 24, 1997
TIMECAPITAL SECURITIES CORPORATION
September 19, 1996 - November 27, 1996
DUKE & CO., INC.
March 29, 1996 - October 21, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARING SERVICES OF AMERICA, INC.
CRD#: 23623 / SEC#: , 8-40560
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 2 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
