Jeffrey C. Jordan

PROCESSUS WEALTH & CAPITAL MANAGEMENT

FRANKLIN, TN

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CRD#: 2490684

Professional summary

Jeffrey Chad Jordan, CFP®, who also goes by J. Chad Jordan, is a registered financial advisor currently at PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC located in Franklin, Tennessee.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J. Chad Jordan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Chad Jordan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

November 19, 2010 - Present

PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC

RIA

CRD#: 155306

FRANKLIN, TN

Past

June 30, 2008 - November 26, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NASHVILLE, TN

Past

June 30, 2008 - November 26, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NASHVILLE, TN

Past

February 10, 2005 - July 9, 2008

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

NASHVILLE, TN

Past

February 10, 2005 - July 9, 2008

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

NASHVILLE, TN

Past

November 6, 2001 - December 13, 2004

SOUTHTRUST SECURITIES, LLC

RIA

CRD#: 17922

PELHAM, AL

Past

March 8, 2001 - January 18, 2005

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Past

September 20, 2000 - March 1, 2001

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

November 7, 1994 - April 22, 1999

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

August 29, 1994 - September 29, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

June 1, 1994 - August 16, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC

CRD#: 155306 / SEC#: 801-119425

RIA

Registered Investment Advisory firm - (9/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (9/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (9/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/13/2012)

IAR

Tennessee
(11/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/31/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/24/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 4/18/1996

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/1995

General Securities Principal Examination

Current Firm

PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC

CRD#: 155306 / SEC#: 801-119425

RIA

Registered Investment Advisory firm - (9/10/2020 Approved)

Alabama

Registered Investment Advisory firm - (9/21/2020 Terminated)

Tennessee

Registered Investment Advisory firm - (9/29/2020 Terminated)

Texas

Registered Investment Advisory firm - (9/21/2020 Terminated)

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Contact information

Main Address

Brentwood, TN

Mailing Address

Phone number

(615) 656-3745

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCESSUS WEALTH & CAPITAL MANAGEMENT ADV PART 2A DISCLOSURE BROCHURE (1/17/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 214,622,276

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/05/2024	Cover Page	Report
09/19/2023	Cover Page	Report
01/09/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey C. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Chad Jordan's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

SOUTHTRUST SECURITIES, LLC

SOUTHTRUST SECURITIES, LLC

AMSOUTH INVESTMENT SERVICES, INC.

AMSOUTH INVESTMENT SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/1996

Series 63

Date: 6/3/1994

Series 7

Date: 11/23/1994

Series 6

Date: 5/31/1994

Series 4

Date: 3/24/1997

Series 53

Date: 4/18/1996

Series 24

Date: 9/22/1995

Current Firm

PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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