Michael J. Boyarsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jeffrey Boyarsky, who also goes by Michael Jeffry Boyarsky, Mike Boyarsky, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 11 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - May 17, 2012
PNC WEALTH MANAGEMENT LLC
September 1, 2011 - May 17, 2012
PNC WEALTH MANAGEMENT LLC
July 27, 2011 - August 8, 2011
B. RILEY WEALTH ADVISORS, INC.
March 16, 2011 - August 8, 2011
NATIONAL SECURITIES CORPORATION
February 9, 2009 - May 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 28, 2009 - May 19, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 23, 2005 - January 28, 2009
CHASE INVESTMENT SERVICES CORP.
August 23, 2005 - January 28, 2009
CHASE INVESTMENT SERVICES CORP.
September 27, 2004 - August 25, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 23, 2004 - August 25, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 5, 2003 - July 30, 2004
OSAIC FS, INC.
May 2, 2003 - July 30, 2004
OSAIC FS, INC.
March 23, 1998 - May 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 1998 - May 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 22, 1997 - February 24, 1998
MORGAN STANLEY DW INC.
July 15, 1996 - December 17, 1996
CONSTITUTION CAPITAL CORP.
September 6, 1994 - April 9, 1996
DAVID LERNER ASSOCIATES, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
