Robert C. Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Calder Holmes III, who also goes by Robert Calder Holmes, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 4 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1995 - July 12, 2012
ESTATE STRATEGIES, INC.
July 13, 1992 - September 12, 2017
HORNOR, TOWNSEND & KENT, LLC
September 25, 1989 - September 12, 2017
HORNOR, TOWNSEND & KENT, LLC
May 9, 1983 - September 25, 1989
JANNEY MONTGOMERY SCOTT LLC
September 19, 1973 - October 30, 1975
GIRARD INVESTMENT SERVICES, LLC
August 9, 1973 - June 6, 1983
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/6/1973
Registered Representative ExaminationCurrent Firm
ESTATE STRATEGIES, INC.
CRD#: 119493 / SEC#:
Contact information
Red Flags
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