Stephanie K. Bush

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CRD#: 2490489

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Kim Bush, who also goes by Stephanie Kim Newburger, was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 1994. Stephanie had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephanie Kim Newburger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 3, 2013 - October 4, 2023

CARNEGIE INVESTMENT COUNSEL

RIA

CRD#: 150488

PEPPER PIKE, OH

Past

April 10, 2012 - May 15, 2013

THE ALPINE FINANCIAL GROUP

RIA

CRD#: 119451

CINCINNATI, OH

Past

March 15, 2006 - October 2, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CINCINNATI, OH

Past

December 14, 2005 - October 2, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CINCINNATI, OH

Past

August 20, 2002 - June 11, 2004

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

August 8, 2000 - August 1, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 27, 1995 - July 18, 2000

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 20, 1994 - August 2, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARNEGIE INVESTMENT COUNSEL

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA

Registered Investment Advisory firm - (4/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/5/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

CARNEGIE INVESTMENT COUNSEL

CARNEGIE CAPITAL ASSET MANAGEMENT, LLC | CARNEGIE INVESTMENT COUNSEL

CRD#: 150488 / SEC#: 801-70242

RIA

Registered Investment Advisory firm - (4/30/2009 Approved)

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Contact information

Main Address

30300 Chagrin Boulevard, Pepper Pike, OH 44124

Mailing Address

Phone number

(216) 367-4114

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARNEGIE FORM ADV PART 2A 03-31-2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	8,127
AUM (Assets Under Management)	$ 6,520,130,588

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
07/13/2023	Cover Page	Report
02/08/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie K. Bush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE ALPINE FINANCIAL GROUP

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIFTH THIRD SECURITIES, INC.

MORGAN STANLEY DW INC.

FIDELITY BROKERAGE SERVICES LLC

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

CARNEGIE INVESTMENT COUNSEL

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2006

Series 63

Date: 6/28/1994

Series 7

Date: 6/17/1994

Series 24

Date: 10/15/2002

Series 8

Date: 8/5/1997

Current Firm

CARNEGIE INVESTMENT COUNSEL

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CARNEGIE INVESTMENT COUNSEL

TRUST BUT VERIFY

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