Chris W. Arvey
Professional summary
Chris Wayne Arvey is a registered financial professional currently at BLUEROCK CAPITAL MARKETS LLC located in Newport Beach, California.
Chris is registered as a RR (Registered Representative) and started their career in finance in 1994. Chris has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chris Wayne Arvey's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2016 - Present
BLUEROCK CAPITAL MARKETS LLC
Office #1: 4100 Newport Place Suite 650, Newport Beach, CA 92660February 13, 2009 - January 7, 2016
REALTY CAPITAL SECURITIES, LLC
September 12, 2000 - November 10, 2008
WELLS INVESTMENT SECURITIES,INC.
February 15, 1996 - April 29, 1999
CITIGROUP GLOBAL MARKETS INC.
June 20, 1994 - December 22, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2016)
(1/8/2016)
(1/8/2016)
Exams
FINRA
Current Firm
BLUEROCK CAPITAL MARKETS LLC
CRD#: 136974 / SEC#: , 8-67058
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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