Jennifer D. Roberts

WINTHROP PARTNERS - WNY

BUFFALO, NY 14203

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CRD#: 2490363

Professional summary

Jennifer Dawn Roberts, who also goes by Jennifer Dawn Zaleski, is a registered financial advisor currently at WINTHROP PARTNERS - WNY, LLC located in Buffalo, New York.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jennifer has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Dawn Zaleski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Dawn Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2021 - Present

WINTHROP PARTNERS - WNY, LLC

Office #1: 295 Main Street Suite 840, Buffalo, NY 14203

RIA

CRD#: 282100

BUFFALO, NY

Past

January 8, 2008 - December 31, 2011

HAROLD C. BROWN & CO., LLC

CRD#: 126589

BUFFALO, NY

Past

November 28, 2005 - September 21, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WILLIAMSVILLE, NY

Past

October 8, 1999 - December 20, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

February 10, 1997 - August 27, 1999

HAROLD C. BROWN & CO., INC.

CRD#: 35222

BUFFALO, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINTHROP PARTNERS - WNY, LLC

LOCUST CAPITAL MANAGEMENT-WNY, LLC | WINTHROP PARTNERS - WNY, LLC

CRD#: 282100 / SEC#: 801-106948

RIA

Registered Investment Advisory firm - (12/15/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/14/2022)

IAR

New York
(7/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/7/1997

General Securities Representative Examination

Current Firm

WINTHROP PARTNERS - WNY, LLC

LOCUST CAPITAL MANAGEMENT-WNY, LLC | WINTHROP PARTNERS - WNY, LLC

CRD#: 282100 / SEC#: 801-106948

RIA

Registered Investment Advisory firm - (12/15/2015 Approved)

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Contact information

Main Address

295 Main Street Suite 840, Buffalo, NY 14203

Mailing Address

Phone number

(716) 322-7478

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FORM ADV PART 2A AMENDED (9/3/2025)

Regulatory assets under management

Total Number of Accounts	284
AUM (Assets Under Management)	$ 167,851,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer D. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Dawn Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINTHROP PARTNERS - WNY, LLC

HAROLD C. BROWN & CO., LLC

WELLS FARGO CLEARING SERVICES, LLC

ADVEST, INC.

HAROLD C. BROWN & CO., INC.

Primary Firm SEC Registration

WINTHROP PARTNERS - WNY, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/25/1997

Series 7

Date: 2/7/1997

Current Firm

WINTHROP PARTNERS - WNY, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINTHROP PARTNERS - WNY, LLC

TRUST BUT VERIFY

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